SUMAN JAI

Skills

Trade Management & Break Resolution

Daily Cash & Position Reconciliations

Margin Monitoring (Prime Brokerage Accounts)

Corporate Actions Processing & Oversight

Fund Payments & External Stakeholder Coordination

Pre‑Trade & Post‑Trade Compliance Monitoring (OMS/PMS)

CTF/AML/KYC Oversight & Reporting

Investment Operations & Middle Office Support

Data Quality, Controls & Governance

Root Cause Analysis & Issue Remediation

Stakeholder Engagement (Front Office, Fund Managers, PBs, Custodians)

Process Improvement & Automation (BAU + Projects)

Strong SQL, Power BI, Excel, Alteryx, Axiom, Reg360

Understanding of Equities, Swaps, Derivatives, Fixed Income, FX

About

Senior Business Analyst and Investment Operations Specialist with 18+ years’ experience across financial services, banking, regulatory reporting, risk management and data governance. Strong capability supporting front‑office, middle‑office and investment operations, including trade management, reconciliations, margin monitoring, corporate actions, fund payments, and compliance oversight.

Proven ability to work with prime brokers, custodians, fund managers and external stakeholders to ensure accurate, timely and well‑controlled investment processes. Recognised for resolving trade breaks, uplifting control environments, improving data quality, and driving BAU and project‑based process improvements.

Experienced in equities, swaps, derivatives, fixed income, FX and liquidity products, with strong analytical skills, exceptional stakeholder engagement and the ability to thrive in fast‑paced, boutique investment environments.